Securities

Our lawyers have broad experience in securities matters including litigation, regulatory investigations, broker-dealer arbitration, SEC and NASD inspections, SEC administrative proceedings and investment adviser matters. Because of government service in the Division of Enforcement of the U.S. Securities & Exchange Commission in Washington, D.C., our lawyers are uniquely qualified. We have experience in insider trading litigation, the defense of an accounting firm's audit of a publicly traded company and the representation of a Fortune 500 company before the SEC in connection with the possible manipulation of its securities.


For more information on our Securities practice group, please contact:


Simon, Kenneth O.



Christian & Small LLP   1800 Financial Center   505 North 20th Street   Birmingham, Alabama 35203   phone: 205.795.6588   fax: 205.328.7234

Home | The Firm | Attorneys | Practice Areas | Careers | Contact Us | Site Map | Privacy Policy | Terms of Use